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The
Roots of Evolutionary Psychology Evolution
and Theories of Behaviour: From Darwin to Evolutionary Psychology
Author Paul Kenyon
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If you look at a school of fish, field of corn or flock of birds, you may be struck by the similarity between members of the same species. One sparrow is pretty much like any other sparrow and a randomly selected individual could be used to illustrate a type or species. This is the way most people viewed plants and animals until Darwin drew attention to subtle individual differences within species. This is most apparent in a species we are very familiar with - humans - we can easily distinguish between thousands of people we meet over a lifetime. | ![]() |
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But
the same is true of other animals. Farmers recognize individual cows
and sheep in their care, and ornithologists are able to distinguish
between birds by variation in their plumage.
This picture shows how. Notice that each individual cow has a unique set of markings. Once it is pointed out this is obvious, but what is its significance? Variation extends beyond surface characteristics. Variation can be found throughout animal biology and behaviour. Darwin realized that variation was like 'grit in an oyster' - it provides opportunity for development and change. |
Darwin's theory of evolution by natural selection
Darwin's theory of evolution involving natural selection based on variation led to a gradual abandonment of Greek typological (types) thinking which viewed species as static and unchanging.
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This
lecture does not discuss evidence that evolution has occurred (e.g. the
fossil record, domestication etc.), but if you are interested here is a
video of a lecture given by Paul
Taylor ("Fossils: Extinction and Evolution") who works in the Natural
History Museum in London.
It is agreed by scientists that species that now exist originate from very simple forms of life that existed millions of years ago. There is no scientific evidence to dispute this claim. Darwin successfully demonstrated that evolution has occurred, and he gave us important insights into how evolution occurs. According to Darwin:
Here is a lecture by Richard Dawkins on natural selection. |
Darwin: Cultural and historical multimedia
materials
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When Darwin published "The Origin of Species by Means of Natural Selection" in 1859 it was generally believed that offspring represented a 'blending' or mixing of characteristics possessed by their parents. Natural selection would not support the evolution of beneficial variations if parental characteristics were mixed in this way because variation would be halved in every generation.
We now know from Mendel's
work published in 1865 that heredity is particulate
- parents pass on particles or
packages of information ( genes) to their offspring.
For example, children
inherit the eye color of a single parent. Children of a brown-eyed
father and blue-eyed
mother do not end up with an intermediate eye color. Darwin was not
aware of Mendel's
discoveries and he was troubled by how variation could be inherited.
Mutation
is an important source of genetic variation. Half the genes in our body
come from our
mother, half from our father. Mutation is an error that arises when
genetic information is
copied during the formation of sperm and eggs. Thus mutations may pass
into the next
generation. If the variation produced by the mutation enables the
bearer to be more
successful at surviving and reproducing, it will tend to spread through
the population in
succeeding generations.
View this PBS (2001) video 'A Mutation Story' which "...tells the story of a genetic mutation affecting the population of West Africa. Although helpful in preventing malaria, this mutation can also lead to sickle cell anemia. Sickle cell specialist Dr. Ronald Nagel stresses the genetic diversity required for the survival of a species."
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Darwin
was struck by the fact that some animals seem to have characteristics
that pose a serious threat to their survival. For example peacocks have
elaborate plumage that would appear to make them conspicuous to
predators and seriously hamper their ability to take flight. In a
second book (The Descent of Man and Selection in Relation to
Sex) published in 1871 Darwin suggested that such traits have
reproductive advantages. Females may be more likely to mate with such
males.
Thus two mechanisms were thought to contribute to evolution:
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Impact of Darwin's theory on social and political life
Darwin's ideas were - and continue to be - controversial because they can be applied to humans as well as other animals.
This story is told of two victorian ladies in conversation. One says: 'Have you heard that Mr Darwin says we are all descended from an ape?' The other replies: 'Oh, my dear - that surely cannot be true! . . . But, if it should be true, let us pray that at least it will not become generally known!'
Social Darwinism was championed by the British philosopher Herbert Spencer who coined the phrase 'survival of the fittest' which implies that only the ruthless will survive.
Boakes
(1984)
gives this summary of his views:
".. progress in society was to be achieved by a 'genuine liberalism' which maximized individual liberty and minimized interference from the State; vaccination, and care for the infirm or insane, only served to promote the regression of the human race; economic and social differences between races, sexes or classes were part of the natural order, a necessary part of evolution."
The British prime minister Margaret Thatcher seems to echo this philosophy when she declared that 'there is no such thing as society'
Spencer's views were
particularly popular in America after the Civil War where
industrialists interpreted
fitness as the generation of wealth, and military campaigns against
Sioux and Comanche
Indians could be justified in terms of the survival of one group of
people at the expense
of another.
Boakes (1984) uses the term 'Psychological Darwinism' to describe the belief that there are significant psychological differences between groups of people due to differences in brain structure (neophrenology). Around the early years of the 20th Century British, German and American scientists who held similar views on the existence of racial types cited studies that measured human head shape and sizes as a way of differentiating between human races. These studies were conducted against a background of increasing opposition to immigration in the United states of America.
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This 1891 cartoon expresses
the views of those opposed to immigration into the USA.
The frock-coated politician is telling Uncle Sam that "If immigration was properly restricted you would no longer be troubled with anarchy, socialism, the Mafia, and such kindred evils!'" Captions on immigrants in the picture label them :Polish vagabond, Italian brigand, English convict, Russian anarchist, Irish pauper. Here is a larger version of this cartoon |
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Students of racial types
used the Cephalic Index in which the breadth of the
head above the ears is expressed in percentage of its length from
forehead to back. Assuming that this length is 100, the width is
expressed as a fraction of it.
These photographs show three types of head from France. The cartoon contrasts the head shape of Florence Nightingale with a stereotyped (Irish?) immigrant Bridget McBruiser. As head becomes proportionately broader, more fully rounded, cephalic index increases. Narrow heads were favoured for immigration purposes. This map of the Cephalic Index in eastern Europe shows narrow heads in Sweden, near Baltic, and broader heads in Bosnia, Serbia and White Russia.
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![]() Here is a larger version of this picture |
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![]() Map created by Madison Grant, Chairman, New York Zoological Society; Trustee, American Museum of Natural History, "The Passing of the Great Race, or The Racial Basis of European History," 1918, p. 220 ff. |
This racial map
shows:
Nordics in pink, Alpines in green, Mediterranean's in yellow; and has crosses for Cro-Magnon area in Southwestern France. Here is a larger version of the map |
But this view of race
and the call to curtail immigration was abandoned in America in the
1920's after the anthropologist Boas
showed that racial differences were not stable: Children born to
immigrant mothers did not display the racial characteristics of their
parents. This is the beginning of the idea that as environmental
conditions improve, differences between people become minimal. Although
young anthropologists and sociologists were persuaded by Boas' findings
to abandon notions of inherited racial differences, older
psychologists, particularly those in senior academic positions, were
more reluctant.
At this time psychology was a a new subject struggling for recognition as a respectable scientific discipline. Psychological Darwinists played a prominent role in utilizing intelligence tests to aid recruitment to the American army which was engaged in fighting the First World War in Europe. This was obviously prestigious work for an emerging discipline which could have made a major contributions to the nation's welfare.
Things came to a head in the 1920's when some American psychologists (who were mostly WASPs - White Anglo Saxon Protestants) attempted to use the results of IQ tests to influence congress which was debating the introduction of legislation to restrict immigration from southern and eastern Europe. This attempt to use psychology to influence legislation was opposed by scientists who had suffered from racial discrimination on account of their 'non-Aryan' background. But the influence of Psychological Darwinism and eugenics persisted - and had horrific consequences - in Europe
Eugenics has its roots
in the work of Darwin's cousin, Francis Galton who,
in 1869, suggested that society should encourage breeding among its
'talented members' and discourage it in 'imbeciles' and 'idiots'.
Darwin was convinced by his argument writing "You have made a convert
of an opponent .... I have always maintained that, excepting fools, men
did not differ much in intellect, only in zeal and hard work ..."
A trivial consequence of eugenics was the introduction of the first name Eugene. More seriously, in the USA some States had legislation to sterilize the 'feeble-minded'. Between 1907 and 1940, more than 35,000 involuntary sterilizations were carried out by the U.S. government on poor women, mostly in California (Platt 2002). In the words of one judge "three generations of imbeciles are enough" (Jones, 1993).
Similar views were expressed by the then British Home Secretary Winston Churchill who commented in 1910 that :
"The unnatural and increasingly rapid growth of the feeble-minded and insane classes, ..... constitutes a national and race danger which is impossible to exaggerate" (Jones, 1993)
In Germany
the influential embryologist Ernst Haeckel laid the intellectual
foundations for sterilization, genocide and antiabortion laws when he
suggested that "The lower races are psychologically nearer to the
animals than to civilized Europeans. We must, therefore, assign a
totally different value to their lives."
Under the 1933 Law for the Prevention of Genetically Diseased Offspring, the Third Reich compulsorily sterilized about 400,000 victims, broadly categorized as "socially unfit by virtue of defective biology" (Platt 2002).
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The title of Hitler's
biography, Mein Kampf (My Struggle) echoes
Spencer's phrase 'the struggle for existence' and he was clearly
influenced by eugenic ides when he wrote that
"Whoever is not bodily and spiritually healthy and worthy shall not have the right to pass on his suffering in the body of his children". But Hitler was not the sole architect of the horrors that descended on Europe between 1939 and '45. According to Jones (1993) "Half of those at the Wannesee Conference, which decided on the final solution of the Jewish problem, had doctorates, mainly in anthropology."
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The eugenics movement in
Nazi Germany believed it was possible to 'improve' the human gene pool
and embarked on a program of genocide and sterilization and selective
breeding - During WW2, there was the bizarre SS operation
known as Lebensborn - a breeding program to produce 'racially pure'
children.
Although the popularity of eugenics waned in the USA in the 1920's, it persisted in Europe until the end of World War 2 when the full horrors of the concentration camps were exposed in newsreels across the world. But as late as 1988 the phrase "Idiots give birth to idiots" was used to justify restrictive marriage laws in China. |
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Although eugenics focussed on
measuring physical attributes such as the size and shape of the head,
it is clear that the racial characteristics targeted by eugenicists are
behavioural, rather than purely physical. For example, the cartoon
illustrating American objections to immigrants highlights behavioural
(Polish vagabond, Italian brigand, English convict, Russian anarchist,
Irish pauper), rather than physical characteristics.
Genetic engineering, the
human genome project and eugenics in the 21st
century
The following section is based on a newspaper article by Connor (2003) "James Watson Nobel Prize Winner. Welcome to the Watson Wonderland: DNA genius still ruffles feathers 50 years after extraordinary discovery". The Independent, Monday 3rd February, 2003 , p 11. available online
Connor notes that the study of genetics is fraught with difficulty because it is linked with the eugenics movement of the 1920s and 1930s that led Hitler's concentration camps. In response Watson argues:
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Founding fathers of
ethology and behaviourism
Konrad
Lorenz ![]() Niko Tinbergen ![]() In 1972 Lorenz and Tinbergen received the Nobel Prize for their work. |
After the second world
war there were two broad approaches to the study of animal behaviour in
Europe and America.
The European school was founded in the 1930's by the Austrian Konrad Lorenz . He collaborated with the Dutch zoologist Niko Tinbergen to establish 'ethology' which he defined as the 'biological study of behaviour'. Tinbergen's book 'The Study of Instinct' remains the best introduction to the ethological approach to the study of animal behaviour. The American approach to animal behaviour has its roots in the work of J.B. Watson who in 1924 laid the foundation for an experimental approach to the study of behaviour in his book 'Behaviourism'. Watson was influenced by Pavlov's work on classical conditioning, and the English philosopher John Locke who believed that we are born as a blank slate "tabula rasa" on to which we write the associations we perceive in our environment. Watson's ideas were adopted by experimental psychologists who were particularly interested in studying learning under laboratory conditions. Perhaps the best known exponent of this approach in its purest form was Fred Skinner who believed that behaviour was shaped by reward. Essentially reward leads to the repetition of a behaviour. |
Fred Skinner
![]() The rat's behaviour is 'shaped' by giving a pellet of food delivered via a button in Skinner's hand. |
Characteristics of ethology
and comparative psychology
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Ethologists
are concerned with:
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Behaviourists
and comparative psychologists were:
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Here is a summary of these very different approaches, interests and backgrounds:
Some characteristics of classical ethology and comparative psychology | ||
Feature | Classical ethology | Comparative psychology |
Geographical location | Europe | North America |
Training | Zoology | Psychology |
Typical subjects | Birds, fish, insects | Mammals, especially lab rats |
Emphasis | "Instinct", the study of the evolution of behaviour | "Learning", the development of general theories of behaviour |
Methods | Careful observation, field experimentation | Laboratory work, control of variables, statistical analysis |
Tension between ethology and psychology
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It is perhaps not
surprising that ethologists and behaviourists would eventually clash
over their very different approaches to recording, analysing and
interpreting behaviour.
After all they were studying very different types of behaviour. For example, whilst ethologists were observing courtship displays in the field, psychologists were poring over cumulative records showing the impact of schedules of reinforcement on rates of bar-pressing in rats trained in Skinner boxes under carefully controlled laboratory conditions. |
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An extreme form of behaviourism - Radical
Behaviourism held that:
One flash point between behaviourists and ethologists was interpretation of how behaviour develops.
According to Lorenz, species-specific behaviour develops without the animal experiencing the stimuli to which it responds, or without practice of the motor patterns that it performs.
Terms associated with this view that behaviour is the result of 'nature' include:
The American John Watson is credited with emphasizing the role of nurture in development. His view that we are born as a blank slate "tabula rasa" is captured by his famous claim:
"give me a dozen healthy infants, well -formed, and my own specified world to bring them up in and I'll guarantee to take anyone at random and train them to become any type of specialist I might select - doctor, lawyer, artist, merchant-chief, and, yes, even beggar man and thief , regardless of his talents, penchants, tendencies, abilities, vocations, and race of his ancestors" (see Boakes, 1984, pp226).
Watson was trying to develop a psychology that could be utilized by "the educator, the physician, the jurist and the business man ... in a practical way"
Terms associated
with the view that behaviour is the result of 'nurture'
include:
In his recent book "The Blank Slate: The Modern Denial of Human Nature", Steven Pinker (2002) points out the social impact of this type of thinking
"The Blank Slate has also served as a sacred scripture for political and ethical beliefs. According to the doctrine, any differences we see among races, ethnic groups, sexes, and individuals come not from differences in their innate constitution but from differences in their experiences. Change the experiences—by reforming parenting, education, the media, and social rewards— and you can change the person. Underachievement, poverty, and antisocial behavior can be ameliorated; indeed, it is irresponsible not to do so. "
Nowadays most psychologists accept that behaviour develops as an interaction between factors in an animal's environment, as well as biological predispositions. It is worthwhile examining some of the evidence that laid the foundation for this synthesis.
Maturation and practice
of pecking by chicks
The development
of pecking in newly hatched chicks is an example of the interaction
between maturation (nature) and practice (nurture) in the development
of a behaviour. Newly hatched chicks have an inherited tendency to peck
at objects which contrast with their background, at first their aim is
poor but it does improve. Cruze studied how this improvement occurs. He
measured pecking accuracy by testing chicks individually in a small
arena with a black floor onto which he scattered several grains of
millet. Each chick was allowed 25 pecks; each peck was scored as a hit
or miss.
Experimental design:
The experiment involved nine independent groups of chicks:
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Results:
Conclusion: pecking improves as a consequence of both maturation and practice.
Point
to ponder What are the implications of these results for human development? |
Limits to behaviourism: Preparedness and taste aversion learning
Behaviourists
such as Skinner gave the impression that it was possible to condition
any response that an animal could perform. However, the idea that
through the process of operant conditioning, any reinforcer should be
equally effective in increasing the frequency of any response was soon
in serious doubt.
For example, although it is fairly easy to train a rat to run in a wheel to avoid shock, it proved impossible to condition a rat to rear (stand upright) to avoid the aversive stimulus. Seligman argued that evolution had prepared animals to make certain associations more easily than others. Thus rats are 'prepared' to run, but not to stand on their back legs, to avoid or escape from an unpleasant stimulus (data redrawn from Bolles, 1973)
In a famous experiment Harlow
raised infant rhesus monkeys in isolation from their mother. They were
provided with two 'surrogate mothers'
Harlow
found that the infants spent most of their time clinging to the soft
terrycloth-covered monkey even though it was not the source of food
reinforcement.
Garcia and Koelling (1966) carried out an experiment on taste aversion learning involving 'bright noisy water' and illness induced by exposure to X-radiation. The training and testing conditions in their experiment are described in this table.
Training conditions | Testing conditions | Consequences | Association learned? | |
Rats trained to drink water from a spout that caused a flash of light and a click when the rat's tongue touched to spout - 'bright noisy water' | Made sick by X-radiation after drinking | Offered 'bright noisy water' | Drink normally | ![]() |
Given electric shock after drinking | Offered 'bright noisy water' | Fail to drink | ![]() |
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Rats trained to drink water sweetened with saccharine | Made sick by X-radiation after drinking | Offered water sweetened with saccharine | Fail to drink | ![]() |
Given electric shock after drinking | Offered water sweetened with saccharine | Drink normally | ![]() |
The results show that rats did form an association between
But, rats did not form an association between
According to traditional behaviourists, all the groups of rats should have learned an association between drinking from the spout and the aversive consequences, and should not have drunk under the test conditions. Therefore, Garcia's results challenge the idea that any reinforcer is equally effective in increasing the frequency of any response
Problems with viewing behaviour as either nature or nurture
Point
to ponder Can you think of any recent debates about the causes of human behaviour which have been influenced by the nature - nurture debate? Can you classify the participants as taking a 'nature' or 'nurture' or 'interactions' view of human behaviour? |
The Birth of Sociobiology and Evolutionary Psychology
Even though this lecture
started off with a discussion of Darwin's theory, evolution has not
been mentioned for some time. The debate between ethologists and
behaviourists focussed on animal behaviour, and was conducted in
scientific papers and conferences well away from public attention.
Indeed the general public may have felt that - whereas the structure of
the body was subject to evolutionary pressures - human behaviour was
independent of evolution. This is reflected by the place of
evolutionary theory in psychology. For many years it simply wasn't
mentioned. Psychology textbooks in the period 1960-1990 gave little
attention to the role of natural and sexual selection in the evolution
of human behaviour.
But things are rapidly changing. 1975 E.O. Wilson wrote a groundbreaking and challenging book ' Sociobiology the New Synthesis ' in which he argued that human social behaviour could be explained in evolutionary terms. This caused an outcry in many quarters. Alcock (1998) provides a useful summary of the debate. |
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Principles of Evolutionary Psychology
Cosmides and Tooby describe several principles that guide an evolutionary psychology approach to any topic within psychology:
Boaz and Almquist (1999) provide a detailed account of human evolution.
"a characteristic that has arisen through and been shaped by natural and or sexual selection. It regularly develops in members of the same species because it helped to solve problems of survival and reproduction in the evolutionary ancestry of the organism. Consequently it can be expected to have a genetic basis ensuring that the adaptation is passed through the generations." (Williams, 1966)
Evolutionary psychology views the mind as consisting of specialized modules
that have evolved with the purpose of coping with
adaptive problems. In contrast, psychologists have tended to view the
mind as consisting of general purpose circuits involved in many
different behaviours e.g. learning, intelligence, memory, reasoning,
decision-making. You can see this approach reflected in the way your
degree programme is broken down into modules covering these topics.
The overarching concern of evolutionary psychology is to identify factors that maximize reproductive success .
Evolutionary psychologists are particularly interested in psychological mechanisms that:
Eibl-Eibesfeldt took these pictures of a Himba woman from Namibia (SW-Africa). She shows a rapid brow raising (between the second and third still images) which coincides with raising her eyelids. Because all the cultures he examined showed this behaviour, Eibl-Eibesfeldt concluded that it was a human 'universal' or Fixed Action Pattern. How do you think this behaviour is related to reproductive success?
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The debate between the Standard Social Science Model (SSSM) and Evolutionary Psychology (EP)
According to some evolutionary psychologists (e.g. Cosmides and Tooby) the Standard Social Science Model (SSSM) is the prevailing orthodoxy in anthropology, sociology, and has dominated psychology since the 1920's.The SSSM is under challenge from Evolutionary Psychology (EP) which has mounted a critique of contemporary psychology because it has largely ignored the role of evolution in shaping human behaviour.
According to the SSSM: | According to EP: |
Body structure (e.g. hands, kidneys, eyes) has evolved | Body structure (e.g. hands, kidneys, eyes) has evolved |
There are several types of scientific endeavour e.g. natural sciences (biology, botany, zoology etc.); social sciences (sociology, psychology, politics etc.) | All science is a single coherent entity consisting of many disciplines e.g. physics, biology, psychology, sociology etc. - all characterized by adoption of the scientific method. |
Psychology is a social science. Social sciences are concerned with how culture and experience produce wide variation in human behaviour. Therefore social sciences do not need to consider the role of evolution in the development of behavioural variability. | Biology is a natural science. Biology is built upon the rock of evolutionary theory. Psychology is a branch of biology. |
Animal behaviour is controlled by their biology. Human behaviour is determined by culture and experience. Animal behaviour is more appropriately studied by biologists. | Animal and human
behaviour are biological phenomena that have evolved.
Ignorance of evolutionary theory can lead some psychologists to appear to view humans as having progressed to be above apes and other 'lower' animals on a 'scale of nature' or scala naturae. |
Humans are born with a
few reflexes and the ability to learn. Essentially we are 'empty
computers' or 'blank slates' at birth, written on by the hand of
culture and experience.
Fodor (1998) expresses this idea as follows: "Most cognitive scientists still work in a tradition of empiricism and associationism whose main tenets haven't changed much since Locke and Hume. The human mind is a blank slate at birth. Experience writes on the slate, and association extracts and extrapolates whatever trends there are in the record that experience leaves. The structure of the mind is thus an image, made a posteriori, of the statistical regularities in the world in which it finds itself. I would guess that quite a substantial majority of cognitive scientists believe something of this sort; so deeply, indeed, that many hardly notice that they do."
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The human mind consists
of specialized modules that are innate and have
evolved via natural and sexual selection to cope with adaptive
problems. Modules resemble debugged computer programs designed for a
particular process e.g. word processor, spreadsheet, database.
Fodor (1998) writes that evolutionary psychologists view "..the mind as computational system; the mind is massively modular; a lot of mental structure, including a lot of cognitive structure, is innate; a lot of mental structure, including a lot of cognitive structure, is an evolutionary adaptation - in particular, the function of a creature's nervous system is to abet the propagation of its genome (its selfish gene, as one says)." |
Human behaviour is controlled by a general purpose systems which rely on imitation, general intelligence, culture, reward and punishment. These systems are content-independent or domain-general. | Modules are specialized to solve particular adaptive problems: For example, mate selection, language, social co-operation. |
Human behaviour is acquired during the lifetime of the individual. | Modules are inherited from ancestors who adapted to the EEA. The individual's internal and external environment plays a role in the expression of modules. Rather like setting the preferences for a computer program. |
Culture determines what is learnt. | Culture is a product of specialized modules. For example a page of text is the product of a word processing program. |
We can arrive at a conscious decision about the best solution to many everyday problems. | Many of the reasons for our behaviour are unconscious |
Problems for Evolutionary Psychology (EP)
Some behaviours do not appear to be adaptive:
EP has been criticized for its methodology which is very similar to that used by Darwin. Darwin argued that no single experiment or observation would prove natural selection. He gathered a wide variety of different types of evidence and argued that they could all be explained by natural selection. In other words various pieces of evidence converged to support natural selection.
A similar approach is used by EP which relies on data from the following sources (see Buss (1999):
Just like Darwin they argue that data from these multiple sources converge to support the concepts developed by evolutionary psychology
Get-outs for Evolutionary Psychology
Evolutionary psychology is not ...
"..... everyday life makes sense when viewed through an evolutionary lens. However, it can be just as well argued that selfish gene theory was created in the image of common beliefs about everyday life ...."
This lecture gives several examples where the misapplication/misunderstanding of theory has resulted in tragic consequences for millions of people. If this lecture has taught you nothing else your time spent reflecting on this point will have been well spent.
Ways of thinking about behaviour
One way of thinking about behavioural questions is to consider how they relate to stages on a species' journey through time, from the distant past into the future.
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PSY364
Evolutionary Psychobiology Seminar
discussion themes
"Nothing in biology makes sense except in the light of evolution." Theodosius Dobzhansky, Geneticist. Does anything in psychology make sense in the dark?
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